IN THE PROCEDURES RELATING TO BANK FOUNDING, ACQUISITION OF OWNERSHIP IN A BANK AND APPOINTMENT OF MEMBERS OF THE MANAGING AND EXECUTIVE BOARDS
(aligned with the provisions of the Law on Banks, RS Official Gazette, Nos 107/2005, 91/2010 and 14/2015, and the Decision on Implementing the Provisions of the Law on Banks Relating to Granting of a Preliminary Bank Founding Permit, Bank Operating Licence and Consents and Approvals by the National Bank of Serbia, RS Official Gazette, No 82/2015 and 29/2018 – hereinafter: Decision)
1) Annexes to application for preliminary bank founding permit:
- Annex 1 – Application for preliminary bank founding permit (prescribed by the Decision and integral thereto)
- Annex 2 – Questionnaire for natural persons acquiring/increasing ownership in the bank (prescribed by the Decision and integral thereto)
- Annex 3 – Questionnaire for legal persons acquiring/increasing ownership in the bank (prescribed by the Decision and integral thereto)
- Annex 5 – Questionnaire for the person nominated as member of managing and executive board of the bank (prescribed by the Decision and integral thereto)
- Annex – Statement
- Annex – Letter of authorisation
- Annex 1.1 – Founding act
- Annex 1.2 – Articles of association
- Annex 1.3 – Proposed business policy and strategy of the bank for the period of three years
- Annex 1.4 – Programme of activities
- Annex 1.5 – Proposed risk management strategy and policy and capital management strategy
- Annex 1.6 – Proposal template of the decision on appointment/selection of president and members of the bank’s managing board
- Annex 1.7 – Proposal of decision on appointment of president and members of the bank’s executive board
- Annex 1.8 – Composition of the managing board
- Annex 1.9 – Instruction for payment of fee and tax for processing the application for preliminary bank founding permit
- Annex 1.10 – Professional biography form for natural persons – founders
- Statement Form 1
- Statement Form 2
2) Annexes to application for bank operating licence:
- Annex – Specification of IT resources
- Annex – Proposed organisational structure, job classification and planned staffing schedule
- Annex 1.11 – Instruction for payment of fee and tax for processing the application for bank operating licence
Annexes:
- Annex 2 – Questionnaire for natural persons acquiring/increasing ownership in the bank (prescribed by the Decision and integral thereto)
- Annex 3 – Questionnaire for legal persons acquiring/increasing ownership in the bank (prescribed by the Decision and integral thereto)
- Annex – Programme of activities (acquisition of ownership)
- Annex 1.12 – Instruction for payment of fee and tax for processing the application for prior consent to acquisition of ownership in a bank
- Statement Form 1
- Statement Form 2
Annexes:
- Annex 1.6. to the Guidelines for consent to appointment of members of the bank’s managing and/or executive board – Proposal template of the decision on the appointment/selection of the president and members of the bank’s managing board
- Annex 1.7. to the Guidelines for consent to appointment of members of the bank’s managing and/or executive board – Proposal template of the decision on the appointment/selection of the president and members of the bank’s executive board
- Annex 1.8 – Composition of the managing board
- Annex 1.13 – Instruction for payment of fees for processing the application for granting prior consent to the appointment of members of a bank’s managing and/or executive board
- Prilog 5 – Questionnaire for the person nominated as member of managing and executive board of the bank (prescribed by the Decision and integral thereto)
- Statement Form 1
- Statement Form 2
- Form of Statement for the reappointment of members of the Bank’s Managing or Executive Board
